Trusted by many Financial Institutions Including:
We have partnered with many stock brokers to simplify and automate their FICA compliance processes.
Seamless Client Onboarding
Thrill you clients with an excellent onboarding experience.
DocFox enables you to accelerate your clients onboarding by providing a secure custom online portal where clients can upload their required documents.
An audit trail is created once the client has uploaded their documents. DocFox automatically checks and extracts information from any document type – including non-standard forms such as trust deeds or lease agreements.
Comprehensive Sanction & Watchlist Screening
During onboarding Client Due Diligence (CDD) should be top of mind for all brokerage businesses in order to truly know your client and eliminate the facilitation of money laundering tactics.
Our automated screening solutions will screen your clients in seconds. This includes screening them against local and global sanction lists, Prominent or Public Persons as well as adverse media.
Everything you need to be compliant is right here
Not sure where to start or need to become compliant fast?
We have the perfect solution for you.
Our compliance experts have created FICA-in-a-Box, an end-to-end FICA compliance solution for Stock Brokers.
FICA Handbook for Accountable Institutions
A handy guide that summarises the FIC Amendment Act. Everything you need to know about FICA in one place.
7 Key FICA Requirements
Hear more about the 7 Key FICA Requirements that need to be met in order to be FULLY FICA compliant