nCino has acquired DocFox. Find out more

Stock Brokers

Spend less time onboarding new clients by using DocFox to automate your onboarding & FICA compliance process.
Trusted by many Financial Institutions Including:

We have partnered with many stock brokers to simplify and automate their FICA compliance processes.

Seamless Client Onboarding

Thrill you clients with an excellent onboarding experience.

DocFox enables you to accelerate your clients onboarding by providing a secure custom online portal where clients can upload their required documents.

An audit trail is created once the client has uploaded their documents. DocFox automatically checks and extracts information from any document type – including non-standard forms such as trust deeds or lease agreements.

Comprehensive Sanction & Watchlist Screening

During onboarding Client Due Diligence (CDD) should be top of mind for all brokerage businesses in order to truly know your client and eliminate the facilitation of money laundering tactics.

Our automated screening solutions will screen your clients in seconds. This includes screening them against local and global sanction lists, Prominent or Public Persons as well as adverse media.

Everything you need to be compliant is right here

Not sure where to start or need to become compliant fast?

We have the perfect solution for you.

Our compliance experts have created FICA-in-a-Box, an end-to-end FICA compliance solution for Stock Brokers.

FICA Handbook for Accountable Institutions

A handy guide that summarises the FIC Amendment Act. Everything you need to know about FICA in one place.

7 Key FICA Requirements

Hear more about the 7 Key FICA Requirements that need to be met in order to be FULLY FICA compliant

How does DocFox work?

DocFox enables you to spend more time watching the stock markets and understanding your clients instead of spending hours dealing with paperwork. We provide accountable institutions with the software and the expertise to be compliant, always.

What our partners say

Redirection Notice

You are being redirected to the DocFox Knowledge Base Login. Click ‘Continue’ to proceed to the DocFox Knowledge Base or ‘Cancel’ to stay on this website”.

Redirection Notice

You are being redirected to the DocFox App Login. Click ‘Continue’ to proceed to the DocFox App or ‘Cancel’ to stay on this website”.

Please note:

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Ut elit tellus, luctus nec ullamcorper mattis, pulvinar dapibus leo.

Attend Our Upcoming Webinars
Subscribe to our newsletter
Get tickets to our upcoming conference